Processes & Compliance Services

Processes & Compliance Services

In a fast-changing environment, the key is to maintain up-to-date processes that comply with increasing regulatory requirements and can be easily adapted. The regulatory pressure and its cortege of unrealistic expectations increase, and without an efficient compliance policy, you’re bound to implement costly guidelines that will be unapplicable to your organisation. We can help with process assessment and optimisation, meaningful regulatory compliance, and relevant staff training.
 asset management, private banks, private equity and family offices
Process & Compliance

  • As-is and To-Be Analysis
  • Target Operating Model (TOM) definition and implementation
  • Business Process Re-ingeneering
  • Process governance
  • Regulatory Compliance